Comarch

Brokerage offices

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Brokers

A modern securities broker should be able to effectively service the requirements arising from individual and institutional clients performing in the environment of various trading and clearing platforms.  The priority challenges facing the broker include:

  • Ensuring access for clients to any stock exchange, trading platform and markets
  • Comprehensive order placing channels including: internet and mobile order placing by retail clients, DMA services for institutional clients and tools for office dealers and market makers
  • Providing the lowest cost, best execution and low latency conditions for order execution in accordance with MiFID
  • Full internal and external STP, including automation of tasks related to the submission of orders from both the client (different channels of communication) and counterparts, execution, reconciliation and settlement of transactions, leading the real time information flow
  • A wide range of services covering not only handling of investment accounts and operations, but also asset management services and distribution of investment products
  • Compliance with MIFID and Basel II requirements


Comarch offers cutting-edge solutions supporting brokerage houses in the following areas:

  • Client servicing in the office - an integrated platform for the customer advisor, allowing full customer servicing e.g. operations on the primary and secondary market as well as investment funds, tools for customer relationship management or advice provision.
  • Internet access to the account and real-time quotations - access to records and brokerage services via a web browser, real-time quotations and market data with analytical  and investment strategy building tools.
  • Mobile access to the account - access to records and brokerage services via mobile devices or PDA / Smartphone.
  • Call and contact center - an application platform supporting customer services in call centers with the use of electronic (SMS, chat, mail) and voice (IVR) communication channels.
  • Asset management - A complete investment process support including portfolio bookkeeping and valuation, fees calculation, performance and risk measurement and reporting.
  • Securities accounting and settlement - recording and book-keeping of transactions on securities held in various depositary and clearing houses, processing of corporate actions, data exchange with brokers, banks and stock exchanges via SWIFT messages and proprietary protocols, commission calculation, compliance and supervisory reporting.